The Wall Street Journal reports that since 2011, “three dozen hedge funds have converted into…
Browsing: Securities Regulation
Spring is a busy time for investment advisers because they are required to submit their…
The Securities Act of 1933 (“Securities Act”) strives to allow properly informed investors to safely…
In 2018, the Securities and Exchange Commission (“SEC”) significantly cracked down on unregistered Initial Coin…
1. What is Section 36(b)? Mutual funds have long been an important vehicle for individuals…
On November 10, 2016 Fordham University’s School of Law’s Corporate Law Center, in partnership with…
On October 30, 2015, Richard Squire of Fordham University School of Law, Eric Grossman…
On Oct 16, 2014 the Securities and Exchange Commission (“SEC”) settled with Athena Capital Research…
On Friday, September 19, people from Beijing to New York could be seen celebrating…
Anthony Chiasson’s infamous insider trading case has shed much light on the inequity underlying the…