On February 19, 2019, the Securities and Exchange Commission (“SEC”) voted to propose an expansion…
Browsing: SEC
Spring is a busy time for investment advisers because they are required to submit their…
The Securities Act of 1933 (“Securities Act”) strives to allow properly informed investors to safely…
In 2018, the Securities and Exchange Commission (“SEC”) significantly cracked down on unregistered Initial Coin…
Due to the recent #MeToo Movement, companies face increasing public pressure to address and prevent…
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The Association for Certified Fraud Examiners (“ACFE”) conducted a global fraud study, which investigated 2,410…
General Electric (“GE”) has had a rough couple of months. GE started 2018 as “the…
Participating in hedge funds as an alternative investment vehicle became increasingly popular after the 2008…